Filing Details

Accession Number:
0001127602-18-010834
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-08 20:24:21
Reporting Period:
2018-03-06
Accepted Time:
2018-03-08 20:24:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535929 Voya Financial Inc. VOYA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237581 D Kevin Silva 230 Park Avenue
New York NY 10169
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-06 8,303 $0.00 14,577 No 4 M Direct
Common Stock Disposition 2018-03-06 4,420 $52.03 10,157 No 4 F Direct
Common Stock Acquisiton 2018-03-07 9,821 $0.00 19,978 No 4 M Direct
Common Stock Disposition 2018-03-07 5,228 $51.69 14,750 No 4 F Direct
Common Stock Disposition 2018-03-08 5,480 $51.70 9,270 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2018-03-06 3,192 $0.00 3,192 $0.00
Common Stock Performance Stock Unit Disposition 2018-03-06 3,902 $0.00 5,111 $1.31
Common Stock Restricted Stock Units Disposition 2018-03-07 9,821 $0.00 9,821 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
32,403 No 4 M Direct
44,336 No 4 M Direct
22,582 No 4 M Direct
Footnotes
  1. Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
  2. Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
  3. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
  4. The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.