Filing Details

Accession Number:
0000712034-18-000028
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-08 17:46:36
Reporting Period:
2018-03-06
Accepted Time:
2018-03-08 17:46:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
712034 Acco Brands Corp ACCO Blankbooks, Looseleaf Binders & Bookbindg & Relatd Work (2780) 362704017
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1433465 J. Gregory Mccormack C/O Acco Brands Corp
Four Corporate Drive
Lake Zurich IL 60047
Svp Global Prod & Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-06 37,219 $12.82 108,517 No 4 A Direct
Common Stock Disposition 2018-03-06 11,911 $12.82 96,606 No 4 F Direct
Common Stock Acquisiton 2018-03-06 14,000 $8.93 110,606 No 4 M Direct
Common Stock Disposition 2018-03-06 14,000 $12.57 96,606 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2018-03-06 19,245 $12.82 19,245 $12.82
Common Stock Restricted Stock Units Acquisiton 2018-03-06 7,032 $0.00 7,032 $0.00
Common Stock Restricted Stock Units Acquisiton 2018-03-06 7,289 $0.00 7,289 $0.00
Common Stock Stock Option (right to buy) Disposition 2018-03-06 14,000 $8.93 14,000 $8.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,245 2019-03-07 2025-03-07 No 4 A Direct
7,032 2021-03-07 2021-03-07 No 4 A Direct
7,289 2020-03-08 2020-03-08 No 4 A Direct
14,000 2012-05-18 2018-05-18 No 4 M Direct
Footnotes
  1. Reflects the settlement of earned performance stock units ("PSUs") for the PSU (2015-2017) cycle into an equal number of shares of common stock on the transaction date indicated.
  2. This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $12.45 to $12.70. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
  3. Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.
  4. Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
  5. Reflects RSUs granted under the Issuer's Incentive Plan that were earned by the Reporting Person upon the completion of the applicable one-year performance period. Each earned RSU represents the right to receive one share of the Issuer's common stock on March 8, 2020 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.