Filing Details

Accession Number:
0001193805-18-000371
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-08 17:18:21
Reporting Period:
2018-03-06
Accepted Time:
2018-03-08 17:18:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1124105 Catalyst Biosciences Inc. CBIO () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1009258 Deerfield Management Company, L.p. (Series C) 780 Third Avenue, 37Th Floor
New York NY 10017
No No Yes Yes
1010823 L.p. Mgmt Deerfield 780 Third Avenue
37Th Floor
New York NY 10017
No No Yes Yes
1352546 E James Flynn 780 Third Avenue, 37Th Floor
New York NY 10017
No No Yes Yes
1354395 Deerfield Special Situations Fund, L.p. 780 3Rd Avenue
37Th Floor
New York NY 10017
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-03-06 13,161 $29.94 1,171,839 No 4 S Indirect Through Deerfield Special Situations Fund, L.P.
Common Stock Disposition 2018-03-06 39,300 $31.18 1,132,539 No 4 S Indirect Through Deerfield Special Situations Fund, L.P.
Common Stock Disposition 2018-03-07 10,000 $30.00 1,122,539 No 4 S Indirect Through Deerfield Special Situations Fund, L.P.
Common Stock Disposition 2018-03-08 1,194 $30.00 1,121,345 No 4 S Indirect Through Deerfield Special Situations Fund, L.P.
Common Stock Disposition 2018-03-08 8,123 $29.03 1,113,222 No 4 S Indirect Through Deerfield Special Situations Fund, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Through Deerfield Special Situations Fund, L.P.
No 4 S Indirect Through Deerfield Special Situations Fund, L.P.
No 4 S Indirect Through Deerfield Special Situations Fund, L.P.
No 4 S Indirect Through Deerfield Special Situations Fund, L.P.
No 4 S Indirect Through Deerfield Special Situations Fund, L.P.
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.75 to $30.50, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) of this Form 4.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.00 to $31.21, inclusive.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.00 to $29.75, inclusive.
  4. This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt, L.P. is the general partner of Deerfield Special Situations Fund, L.P. (the "Fund"). Deerfield Management Company, L.P. is the investment manager of the Fund. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P. and Deerfield Management Company, L.P.
  5. In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Fund is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.