Filing Details
- Accession Number:
- 0001580695-18-000145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-08 06:04:55
- Reporting Period:
- 2018-02-23
- Accepted Time:
- 2018-03-08 06:04:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368637 | Petrolia Energy Corp | BBLS | Crude Petroleum & Natural Gas (1311) | 861061005 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1646585 | Martin Joel Oppenheim | 2035 Sul Ross Street Houston TX 77098 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-23 | 2,900 | $0.34 | 4,689,590 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-02-23 | 2,100 | $0.34 | 4,691,690 | No | 4 | P | Direct | |
| Common Stock (Restricted) | Acquisiton | 2018-02-28 | 510,000 | $0.10 | 5,201,690 | No | 4 | M | Direct | |
| Common Stock (Restricted) | Acquisiton | 2018-02-28 | 120,000 | $0.09 | 5,321,690 | No | 4 | M | Direct | |
| Common Stock (Restricted) | Acquisiton | 2018-02-28 | 125,000 | $0.20 | 5,446,690 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Warrants | Disposition | 2018-02-28 | 510,000 | $0.10 | 300,000 | $0.10 |
| Common | Warrants | Disposition | 2018-02-28 | 120,000 | $0.09 | 120,000 | $0.09 |
| Common | Warrants | Acquisiton | 2018-02-28 | 125,000 | $0.20 | 125,000 | $0.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,325,834 | No | 4 | M | Direct | ||
| 3,205,834 | No | 4 | M | Direct | ||
| 3,330,834 | 2018-02-28 | 2020-02-28 | No | 4 | A | Direct |
Footnotes
- Mr. Oppenheim purchased these shares on the open market.
- Each Warrant unit represents a contingent right to receive one share of Petrolia's common stock.
- The price for the transaction reported on this line was $0.10. The reporting person will provide, upon request by the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each allotment.
- The price for the transaction reported on this line was $0.09. The reporting person will provide, upon request by the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each allotment.
- The Transaction reported was for a debt conversion of $25,000, where by the reporting person was to receive 125,000 paid up restricted common shares, and 125,000 warrants @ $0.20, exercisable for 2 year, for their participation. The transaction was approved by the board of directors.
- The following transactions have various exercisable and expiration dates. The reporting person will provide, upon request by the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each allotment along with the exercisable and expiration dates, if necessary.
Billionaire Hedge Funds
