Filing Details

Accession Number:
0001213900-18-002658
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-07 16:39:33
Reporting Period:
2018-03-06
Accepted Time:
2018-03-07 16:39:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1385818 Aytu Bioscience Inc AYTU Pharmaceutical Preparations (2834) 470883144
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566240 R. Joshua Disbrow 373 Inverness Parkway, Suite 206
Englewood CO 80112
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-06 226,105 $0.45 490,949 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2018-03-06 226,105 $0.00 226,105 $0.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
226,105 2018-03-06 2023-03-06 No 4 P Direct
Footnotes
  1. Includes 159,500 restricted shares.
  2. Warrants were issued as part of units with the shares of common stock.