Filing Details
- Accession Number:
- 0001127602-18-010570
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-07 16:35:49
- Reporting Period:
- 2018-03-05
- Accepted Time:
- 2018-03-07 16:35:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156039 | Anthem Inc. | ANTM | Hospital & Medical Service Plans (6324) | 352145715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1433032 | E John Gallina | 120 Monument Circle Indianapolis IN 46204 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-03-05 | 2,448 | $0.00 | 22,139 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2018-03-05 | 3,948 | $61.88 | 26,087 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-05 | 3,921 | $131.80 | 30,008 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-05 | 6,466 | $89.44 | 36,474 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-05 | 4,036 | $132.51 | 40,510 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-05 | 15,104 | $229.19 | 25,406 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-05 | 5,372 | $230.44 | 20,034 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-05 | 4,100 | $231.29 | 15,934 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-03-05 | 3,948 | $0.00 | 3,948 | $61.88 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-03-05 | 3,921 | $0.00 | 3,921 | $131.80 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-03-05 | 6,466 | $0.00 | 6,466 | $89.44 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-03-05 | 4,036 | $0.00 | 4,036 | $132.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-03-01 | No | 4 | M | Direct | |
| 1,962 | 2026-03-01 | No | 4 | M | Direct | |
| 0 | 2021-03-03 | No | 4 | M | Direct | |
| 4,038 | 2026-06-01 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2017.
- This transaction was executed in multiple trades at prices ranging from $229.00 to $229.98. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $230.00 to $230.97. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $231.01 to $231.83. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option, representing a right to purchase a total of 11,843 shares, is exercisable in one installment of 1,973 shares and five semi-annual installments of 1,974 shares each beginning on September 1, 2013, which is the six-month anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 5,883 shares, is exercisable in three semi-annual installments of 980 shares each and three semi-annual installments of 981 shares each beginning on September 1, 2016, which is the six-month anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 9,698 shares, is exercisable in four semi-annual installments of 1,616 shares each and two semi-annual installments of 1,617 shares each beginning on September 3, 2014, which is the six-month anniversary of the date on which the option was granted.
- The option represents a right to purchase a total of 8,074 shares, is exercisable in two installments of 1,345 shares each and four installments of 1,346 shares each, beginning on December 1, 2016, which is the six-month anniversary of the option grant date.
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