Filing Details

Accession Number:
0001072613-18-000191
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-07 16:13:33
Reporting Period:
2018-03-06
Accepted Time:
2018-03-07 16:13:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
845379 China Fund Inc CHN (0) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1018138 Plc Group Investment London Of City 77 Gracechurch Street
London X0 EC3V0AS
No No Yes No
1034546 City Of London Investment Management Co Ltd 77 Gracechurch Street
London X0 EC3V0AS
No No Yes No
1306801 Julian Reid C/O Anjie Larocca, Deutsche Bank
1251 Avenue Of The Americas
New York NY 10154
No No Yes No
1369466 Richard Silver C/O Anjie Larocca, Deutsche Asset Mgmt.
345 Park Avenue
New York NY 10154
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share Acquisiton 2018-03-06 14,977 $22.22 409,090 No 4 P Indirect By: Global Emerging Markets Fund
Common Stock, Par Value $.01 Per Share Acquisiton 2018-03-06 14,977 $22.22 173,425 No 4 P Indirect By: Emerging Free Markets Country Fund
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By: Global Emerging Markets Fund
No 4 P Indirect By: Emerging Free Markets Country Fund
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share 308,857 Indirect By: Emerging (BMI) Markets Country Fund
Common Stock, Par Value $.01 Per Share 116,563 Indirect By: Emerging Markets Free Fund
Common Stock, Par Value $.01 Per Share 250,030 Indirect By: Emerging Markets Global Fund
Common Stock, Par Value $.01 Per Share 172,029 Indirect By: Emerging Markets Investable Fund
Common Stock, Par Value $.01 Per Share 168,067 Indirect By: The Emerging World Fund
Common Stock, Par Value $.01 Per Share 305,041 Indirect By: Emerging Markets Country Fund
Common Stock, Par Value $.01 Per Share 46,658 Indirect By: Investable Emerging Markets Country Fund
Common Stock, Par Value $.01 Per Share 42,096 Indirect By: The EM Plus CEF Fund
Common Stock, Par Value $.01 Per Share 11,637 Indirect By: The EM Special Situations CEF Focused Fund
Common Stock, Par Value $.01 Per Share 2,305,716 Indirect By: unaffiliated third-party segregated accounts
Footnotes
  1. This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG"), City of London Investment Management Company Limited ("CLIM"), Julian Reid, and Richard A. Silver (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.
  2. These securities are beneficially owned by Emerging (BMI) Markets Country Fund.
  3. These securities are beneficially owned by Emerging Markets Free Fund.
  4. These securities are beneficially owned by Emerging Markets Global Fund.
  5. These securities are beneficially owned by Emerging Markets Investable Fund.
  6. These securities are beneficially owned by Global Emerging Markets Fund.
  7. These securities are beneficially owned by The Emerging World Fund.
  8. These securities are beneficially owned by Emerging Free Markets Country Fund.
  9. These securities are beneficially owned by Emerging Markets Country Fund.
  10. These securities are beneficially owned by Investable Emerging Markets Country Fund.
  11. These securities are beneficially owned by The EM Plus CEF Fund.
  12. These securities are beneficially owned by EM Special Situations CEF Focused Fund.
  13. These securities are beneficially owned by unaffiliated third-party segregated accounts.