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Filing Details

Accession Number:: 0001209191-18-017674
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-03-07 16:05:49
Reporting Period:: 2018-03-06

Accepted Time:: 2018-03-07 16:05:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1438133	Tandem Diabetes Care Inc	TNDM	Surgical & Medical Instruments & Apparatus (3841)	204327508

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1582779	Dick Allen	C/O Tandem Diabetes Care, Inc., 11045 Roselle Street San Diego CA 92121		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-03-06	2,418	$3.96	2,500	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2018-03-06	2,418	$3.96	2,500	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2018-03-06	6,300	$3.89	6,300	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2018-03-06	6,300	$3.88	6,300	No	4	P	Direct
Common Stock	Acquisiton	2018-03-06	8,103	$3.84	22,001	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Direct
No	4	P	Indirect	See Footnote

Footnotes

The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $3.95 and $3.96.
The securities are held by the Gammon Children's 2000 Trust FBP Jake Allen Gammon.The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Jake Allen Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon.
The securities are held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon.
The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $3.89 and $3.90.
The securities are held in the Mary Allen Roth IRA. The Reporting Person is married to Mary Allen, and the Reporting Person may be deemed to have indirect beneficial ownership of such securities held in the Mary Allen Roth IRA. The Reporting Person disclaims beneficial ownership of such securities held in the Mary Allen Roth IRA.
The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $3.88 and $3.90.
The securities are held in the Dick Allen Roth IRA.
The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $3.83 and $3.85.
The securities are held by Allen Cornerstone Ventures L.P. The Reporting Person is the managing partner of Allen Cornerstone Ventures L.P. and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by Allen Cornerstone Ventures L.P., except to the extent of his proportionate pecuniary interest therein.