Filing Details
- Accession Number:
- 0001209191-18-017540
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-06 19:53:23
- Reporting Period:
- 2018-03-02
- Accepted Time:
- 2018-03-06 19:53:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1513887 | Ibelis Montesino | 800 W. Olympic Blvd., Suite 406 Los Angeles CA 90015 | Svp/Managing Dir North America | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-02 | 19,576 | $30.44 | 32,177 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-02 | 6,292 | $94.72 | 25,885 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2018-03-02 | 5,032 | $94.72 | 20,853 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-03-02 | 7,967 | $93.02 | 12,886 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-06 | 8,252 | $94.63 | 4,634 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2018-03-02 | 19,576 | $0.00 | 19,576 | $30.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-03-02 | 2025-03-02 | No | 4 | M | Direct |
Footnotes
- The reporting person received 8,252 shares of common stock upon the net exercise of the 19,576 SARs. The reporting person forfeited 6,292 shares of common stock underlying the SARs in payment of the exercise price and 5,032 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72.
- This transaction was executed in multiple trades at prices ranging from $92.89 to $93.18. The price reported reflects the weighted average sale price of $93.02. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $94.50 to $94.95. The price reported reflects the weighted average sale price of $94.63. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
