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Filing Details

Accession Number:: 0001179706-18-000019
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-03-06 19:24:27
Reporting Period:: 2018-03-02

Accepted Time:: 2018-03-06 19:24:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1645590	Hewlett Packard Enterprise Co	HPE	Computer & Office Equipment (3570)	473298624

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1656085	C. Timothy Stonesifer	C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304	Evp & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2018-03-02	21,503	$18.30	158,726	No	4	S	Direct
Common Stock	Acquisiton	2018-03-02	40,355	$9.62	199,081	No	4	M	Direct
Common Stock	Disposition	2018-03-02	40,355	$18.30	158,726	No	4	S	Direct
Common Stock	Acquisiton	2018-03-02	100,000	$8.62	258,726	No	4	M	Direct
Common Stock	Disposition	2018-03-02	100,000	$18.30	158,726	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2018-03-02	40,355	$0.00	40,355	$9.62
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2018-03-02	100,000	$0.00	100,000	$8.62
Common Stock	Restricted Stock Units	Acquisiton	2018-01-03	457	$0.00	457	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2018-01-03	198	$0.00	198	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2018-01-03	145	$0.00	145	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2018-01-03	464	$0.00	464	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2018-01-03	807	$0.00	807	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2015-03-14	2022-03-14	No	4	M	Direct
263,278	2016-11-02	2023-11-02	No	4	M	Direct
93,541			No	4	A	Direct
39,950			No	4	A	Direct
29,235			No	4	A	Direct
92,710			No	4	A	Direct
159,035			No	4	A	Direct

Footnotes

The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/26/18.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $18.16 to $18.52. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
This option became exercisable beginning on this date.
This option is no longer exercisable beginning on this date.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 05/27/15, the reporting person was granted 88,810 Restricted Stock Units ("RSUs"), 53,242 of which vested on 05/27/16, 70,102 of which vested on 05/27/17, and 89,600 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 457.1429 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which vested on 11/02/16, 38,713 of which vested on 11/02/17, and 38,713 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 197.5153 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, 28,331 of which vested on 12/09/17, and 28,331 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 144.5459 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
As previously reported, on 12/07/16, the reporting person was granted 81,037 RSUs, 45,458 of which vested on 12/07/17, and 45,458 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 463.8571 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
As previously reported, on 12/07/17, the reporting person was granted 158,228 RSUs, 52,742 of which will vest on 12/07/18, and 52,743 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 807.2857 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.