Filing Details

Accession Number:
0001140361-18-012288
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-06 17:01:31
Reporting Period:
2018-03-02
Accepted Time:
2018-03-06 17:01:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1512499 Lindblad Expeditions Holdings Inc. LIND () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1246840 Mark Ein 96 Morton Street
New York NY 10014
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-02 20,000 $9.27 41,958 No 4 P Direct
Common Stock Acquisiton 2019-03-06 10,000 $9.25 51,958 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,456,416 Indirect By Capitol Acquisition Management 2 LLC
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.24 to $9.30, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
  2. Leland Investments, Inc., an entity controlled by Mr. Ein, is the sole member of Capitol Acquisition Management 2 LLC.