Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-03-06 16:57:32
Reporting Period:
Accepted Time:
2018-03-06 16:57:32
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1175609 Cavium Inc. CAVM Semiconductors & Related Devices (3674) 770558625
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1395198 Syed Ali C/o Cavium, Inc.
2315 N. First Street
San Jose CA 95131
Pres., Ceo, Chairman Of Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-02 125,000 $37.22 2,023,101 No 4 M Direct
Common Stock Disposition 2018-03-02 125,000 $88.71 1,898,101 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option right to buy Disposition 2018-03-02 125,000 $0.00 125,000 $37.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-03-10 No 4 M Direct
  1. This stock option was set to expire by its terms on March 10, 2018
  2. The sale was made under a 10b5-1 trading plan as adopted by the reporting person.
  3. Shares were sold ranging from $87.52 per share to $89.18 per share.
  4. 1/8th of the shares subject to the option vest on the six month anniversary of the grant date and 1/48th of the shares vest monthly thereafter over the next three and one half years.