Filing Details

Accession Number:
0001209191-18-017308
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-06 16:44:02
Reporting Period:
2018-03-05
Accepted Time:
2018-03-06 16:44:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288469 Maxlinear Inc MXL Semiconductors & Related Devices (3674) 141896129
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478341 Curtis Ling C/O Maxlinear, Inc.
5966 La Place Court, Suite 100
Carlsbad CA 92008
Chief Technical Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-05 32,000 $9.10 912,117 No 4 M Direct
Common Stock Disposition 2018-03-05 22,321 $22.90 889,796 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-03-05 32,000 $0.00 32,000 $9.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-05-06 No 4 M Direct
Footnotes
  1. Represents the weighted average share price of an aggregate total of 22,321 shares sold in the price range of $22.79 to $22.95 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 32,000 shares subject to the option vested and became exercisable May 6, 2012, and, thereafter, twenty percent (20%) of the shares subject to the option vested and became exercisable on May 6, 2013, thirty percent (30%) of the shares subject to the option vested and became exercisable on the May 6, 2014, and forty percent (40%) of the shares subject to the option vested and became exercisable May 6, 2015, such that the option became fully vested and exercisable on May 6, 2015.