Filing Details

Accession Number:
0001614094-18-000015
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-06 16:19:19
Reporting Period:
2018-03-02
Accepted Time:
2018-03-06 16:19:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002047 Netapp Inc. NTAP Computer Storage Devices (3572) 770307520
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1648861 D Joel Reich 1395 Crossman Ave
Sunnyvale CA 94089
Exec Vp, Product Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-02 5,000 $53.22 5,000 No 4 M Direct
Common Stock Acquisiton 2018-03-02 3,391 $37.64 8,391 No 4 M Direct
Common Stock Acquisiton 2018-03-02 3,250 $36.59 11,641 No 4 M Direct
Common Stock Disposition 2018-03-02 11,641 $60.02 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2018-03-02 3,250 $60.02 3,250 $36.59
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2018-03-02 3,391 $60.02 3,391 $37.64
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2018-03-02 5,000 $60.02 5,000 $53.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,400 2014-07-03 2021-06-02 No 4 M Direct
0 2013-07-03 2020-06-02 No 4 M Direct
5,000 2011-07-01 2018-05-31 No 4 M Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $60.01 to $60.06. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. On June 3, 2014, the reporting person was granted 16,800 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date.
  3. On June 3, 2013, the reporting person was granted 14,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2013, subject to continued service on each applicable vesting date.
  4. On June 1, 2011, the reporting person was granted 10,000 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2011, subject to continued service on each applicable vesting date.