Filing Details

Accession Number:
0001185185-18-000373
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-06 15:20:30
Reporting Period:
2018-02-27
Accepted Time:
2018-03-06 15:20:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1177845 Xplore Technologies Corp XPLR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
908269 S Philip Sassower 70 East 55Th Street, 10Th Floor
New York NY 10022
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-27 70,000 $0.00 1,091,775 No 5 J Indirect See Footnote
Common Stock Disposition 2018-02-27 98 $3.07 1,091,677 No 4 S Indirect See Footnote
Common Stock Disposition 2018-02-28 7,000 $3.05 1,084,677 No 4 S Indirect See Footnote
Common Stock Disposition 2018-03-01 6,302 $3.05 1,078,375 No 4 S Indirect See Footnote
Common Stock Disposition 2018-03-01 25,000 $3.00 1,053,375 No 4 S Indirect See Footnote
Common Stock Disposition 2018-03-05 14,779 $3.08 1,038,596 No 4 S Indirect See Footnote
Common Stock Disposition 2018-03-06 16,821 $3.06 1,021,775 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. On or about February 27, 2018, Phoenix Venture Fund LLC ("Phoenix") distributed 70,000 shares to Mr. Sassower. As a result, Mr. Sassower's beneficial ownership of the 70,000 shares he received became under his direct ownership. This transaction was exempt under Rule 16a-13. Mr. Sassower sold the 70,000 shares between February 27, 2018 and March 6, 2018. As of March 6, 2018, Mr. Sassower's holdings include only shares held by Phoenix (1,021,775). Mr. Sassower is a co-manager of Phoenix, in which Mr. Sassower shares voting and dispositive power with another co-manager. Mr. Sassower disclaims any beneficial ownership of the shares held by Phoenix except to the extent of his pecuniary interest, if any, in such shares. Mr. Sassower resigned from all positions with the issuer on October 18, 2017.