Filing Details

Accession Number:
0000824142-18-000026
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-06 10:22:53
Reporting Period:
2018-03-05
Accepted Time:
2018-03-06 10:22:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
824142 Aaon Inc AAON Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) 870448736
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1643429 Sam Neale 2425 South Yukon
Tulsa OK 74107
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.004 Acquisiton 2018-03-05 4,500 $8.65 33,028 No 4 M Direct
Common Stock, Par Value $.004 Acquisiton 2018-03-05 800 $21.93 33,828 No 4 M Direct
Common Stock, Par Value $.004 Acquisiton 2018-03-05 845 $22.15 34,673 No 4 M Direct
Common Stock, Par Value $.004 Acquisiton 2018-03-05 1,695 $34.10 36,368 No 4 M Direct
Common Stock, Par Value $.004 Disposition 2018-03-05 7,840 $35.60 28,528 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-03-05 4,500 $35.60 4,500 $8.65
Common Stock Stock Option (Right to Buy) Disposition 2018-03-05 800 $35.60 800 $21.93
Common Stock Stock Option (Right to Buy) Disposition 2018-03-05 845 $35.60 845 $22.15
Common Stock Stock Option (Right to Buy) Disposition 2018-03-05 1,695 $35.60 1,695 $34.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-05-15 2022-05-15 No 4 M Direct
1,600 2016-01-02 2025-01-02 No 4 M Direct
2,547 2017-01-04 2026-01-04 No 4 M Direct
31,780 2018-01-04 2027-01-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.004 2,927 Indirect 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $36.95 2019-01-02 2028-01-02 35,600 35,600 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-01-02 35,600 35,600 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $35.53 to $35.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.