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Filing Details

Accession Number:
0001209191-18-016897
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-05 18:51:43
Reporting Period:
2018-03-01
Accepted Time:
2018-03-05 18:51:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1311370 Lazard Ltd LAZ Investment Advice (6282) 980437848
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1450474 F. Alexander Stern C/o Lazard Ltd
30 Rockefeller Plaza
New York NY 10112
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-03-01 175,702 $0.00 276,886 No 4 M Direct
Class A Common Stock Disposition 2018-03-02 86,024 $53.47 190,862 No 4 D Direct
Class A Common Stock Disposition 2018-03-02 15,160 $53.47 175,702 No 4 S Direct
Class A Common Stock Disposition 2018-03-05 50,000 $53.02 125,702 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Performance-based Restricted Stock Units Disposition 2018-03-01 154,486 $0.00 154,486 $0.00
Class A Common Stock Restricted Stock Units Disposition 2018-03-01 21,216 $0.00 21,216 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
86,411 2018-03-01 2018-03-01 No 4 M Direct
35,493 2018-03-01 2018-03-01 No 4 M Direct
Footnotes
  1. Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PSRUs") awarded with respect to compensation for 2014, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements.
  2. Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs and RSUs.
  3. Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the transaction date.
  4. Represents shares of Class A Common Stock sold to the Company.
  5. Reflects a weighted average purchase price of $53.02 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
  6. Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.
  7. Each RSU represents a contingent right to receive one share of Class A Common Stock.