Filing Details

Accession Number:
0001209191-18-016878
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-05 18:45:36
Reporting Period:
2018-03-02
Accepted Time:
2018-03-05 18:45:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326732 Xencor Inc XNCR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1291972 Jr Edgardo Baracchini C/O Xencor, Inc.
111 West Lemon Avenue
Monrovia CA 91016
Chief Business Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-02 10,000 $0.59 10,000 No 4 M Direct
Common Stock Disposition 2018-03-02 10,000 $29.60 0 No 4 S Direct
Common Stock Acquisiton 2018-03-05 10,000 $0.59 10,000 No 4 M Direct
Common Stock Disposition 2018-03-05 10,000 $29.58 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2018-03-02 10,000 $0.00 10,000 $0.59
Common Stock Stock Option (right to buy) Disposition 2018-03-05 10,000 $0.00 10,000 $0.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
91,809 2020-01-17 No 4 M Direct
81,809 2020-01-17 No 4 M Direct
Footnotes
  1. Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted September 14, 2016.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.20 to $29.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $29.825, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  4. The stock option is fully vested and exercisable.