Filing Details

Accession Number:
0001131096-18-000081
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-05 17:41:02
Reporting Period:
2018-03-01
Accepted Time:
2018-03-05 17:41:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1131096 Athenahealth Inc ATHN Services-Business Services, Nec (7389) 043387530
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1653709 P Daniel Haley C/O Athenahealth, Inc.
311 Arsenal Street
Watertown MA 02472
Chief Legal & Admin Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-01 611 $0.00 12,436 No 4 A Direct
Common Stock Disposition 2018-03-01 180 $139.74 12,256 No 4 F Direct
Common Stock Acquisiton 2018-03-01 732 $0.00 12,988 No 4 A Direct
Common Stock Disposition 2018-03-01 216 $139.74 12,772 No 4 F Direct
Common Stock Disposition 2018-03-01 76 $139.74 12,696 No 4 F Direct
Common Stock Disposition 2018-03-01 77 $139.74 12,619 No 4 F Direct
Common Stock Disposition 2018-03-01 276 $139.74 12,343 No 4 F Direct
Common Stock Disposition 2018-03-01 107 $139.74 12,236 No 4 F Direct
Common Stock Acquisiton 2018-03-01 1,500 $0.00 13,736 No 4 A Direct
Common Stock Disposition 2018-03-01 1,153 $136.83 12,583 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 A Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2018-03-01 3,690 $0.00 3,690 $137.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,690 2019-03-01 2028-03-01 No 4 A Direct
Footnotes
  1. On March 1, 2016, the Reporting Person was granted a Performance Stock Unit ("PSU") award of 5,817 PSUs. The PSUs convert into common stock on a one-for-one basis, and vest in three equal annual installments beginning on March 1, 2017 based on the Issuer's satisfaction of certain performance criteria for the fiscal years ending December 31, 2016, 2017 and 2018. On February 6, 2018, the Compensation Committee of the Board of Directors of the Issuer certified that certain performance criteria for 2017 was met, resulting in vesting of PSUs as to 611 shares on March 1, 2018.
  2. On March 1, 2017, the Reporting Person was granted an award of 6,568 PSUs. The PSUs convert into common stock on a one-for-one basis, and vest in three equal annual installments beginning on March 1, 2018 based on the Issuer's satisfaction of certain performance criteria for the fiscal years ending December 31, 2017, 2018 and 2019. On February 6, 2018, the Compensation Committee of the Board of Directors of the Issuer certified that certain performance criteria for 2017 was met, resulting in vesting of PSUs as to 732 shares on March 1, 2018.
  3. Represents a restricted stock unit ("RSU") award granted under the Issuer's 2007 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The award is subject to time-based vesting and vests in three equal annual installments beginning on March 1, 2019. The RSUs will be settled only in stock.
  4. Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.56 to $137.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote (4).
  5. Includes 10,314 units of common stock that were granted pursuant to RSU awards under the athenahealth, Inc. 2007 Stock Option and Incentive Plan, as amended and restated. The RSUs are subject to time-based vesting and will be settled only in stock.
  6. The option award vests in three equal annual installments beginning on March 1, 2019.