Filing Details
- Accession Number:
- 0000874977-18-000034
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-03-05 15:24:12
- Reporting Period:
- 2016-09-02
- Accepted Time:
- 2018-03-05 15:24:12
- Original Submission Date:
- 2018-03-02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874977 | State Auto Financial Corp | STFC | Fire, Marine & Casualty Insurance (6331) | 311324304 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1658457 | Burton Kim Garland | 518 E. Broad Street Columbus OH 43215 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Without Par Value | Acquisiton | 2016-09-02 | 1,804 | $23.53 | 62,234 | No | 4 | P | Direct | |
| Common Shares Without Par Value | Acquisiton | 2018-03-01 | 3,171 | $0.00 | 65,405 | No | 4 | A | Direct | |
| Common Shares Without Par Value | Acquisiton | 2018-03-01 | 10,000 | $0.00 | 75,405 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct |
Footnotes
- Represents shares acquired on 9/2/16 through an exchange into STFC stock in the State Auto Non-qualifed Deferred Comp Plan.
- Includes the following acquisitions: 615.643 shares acquired on 6/30/17 and 330.145 shares acquired on 12/31/17 through the State Auto Financial Employee Stock Purchase Plan; includes 298.282 shares acquired through Broker as Reinvested shares; and 96.347 shares acquired as Restricted Dividend Reinvestment. Also includes 1,148.283 shares acquired through the State Auto Financial 401(k) plan; and 10,185.361 shares acquired through the State Auto Non-qualified Deferred Comp Plan.
- Represents a Restricted Stock Grant of 3,171 shares issued on 3/1/18, which has a time-based vesting over a 3 year period, with 1/3 vesting each year on December 31.
- Represents a Restricted Stock Grant of 10,000 shares issued on 3/1/18, which has a time-based vesting over a 4 year period, with 1/4 vesting each year on December 31.
Billionaire Hedge Funds
