Filing Details

Accession Number:
0001296655-18-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-02 20:38:45
Reporting Period:
2018-03-01
Accepted Time:
2018-03-02 20:38:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825313 Alliancebernstein Holding L.p. AB Investment Advice (6282) 133434400
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296655 E Laurence Cranch C/O Alliancebernstein L.p.
1345 Avenue Of The Americas
New York NY 10105
General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ab Holding Units Acquisiton 2018-03-01 21,062 $17.05 134,269 No 4 M Direct
Ab Holding Units Disposition 2018-03-01 21,062 $26.25 113,207 No 4 S Direct
Ab Holding Units Acquisiton 2018-03-02 19,786 $17.05 132,993 No 4 M Direct
Ab Holding Units Disposition 2018-03-02 19,786 $26.26 113,207 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ab Holding Units AB Holding Unit option (right to buy) Disposition 2018-03-01 21,062 $0.00 21,062 $17.05
Ab Holding Units AB Holding Unit option (right to buy) Disposition 2018-03-02 19,786 $0.00 19,786 $17.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
57,286 2010-01-23 2019-01-23 No 4 M Direct
37,500 2010-01-23 2019-01-23 No 4 M Direct
Footnotes
  1. Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
  2. Reporting Person sold 21,062 AB Holding Units at prices ranging from $26.25 to $26.30 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
  3. Reporting Person sold 19,786 AB Holding Units at prices ranging from $26.25 to $26.35 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
  4. The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.