Filing Details
- Accession Number:
- 0001209191-18-016000
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-02 18:45:34
- Reporting Period:
- 2018-02-28
- Accepted Time:
- 2018-03-02 18:45:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1301747 | P Richard Bermingham | 800 W. Olympic Blvd. Suite 406 Los Angeles CA 90015 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-28 | 7,503 | $44.79 | 11,087 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-28 | 3,649 | $92.10 | 7,438 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2018-02-28 | 4,526 | $79.58 | 11,964 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-28 | 3,911 | $92.10 | 8,053 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2018-03-02 | 3,800 | $91.77 | 4,253 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2018-02-28 | 7,503 | $0.00 | 7,503 | $44.79 |
| Common Stock | Stock Appreciation Rights | Disposition | 2018-02-28 | 4,526 | $0.00 | 4,526 | $79.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-05-31 | 2022-05-31 | No | 4 | M | Direct |
| 0 | 2016-12-19 | 2023-12-19 | No | 4 | M | Direct |
Footnotes
- The reporting person received 3,854 shares of common stock upon the net exercise of the 7,503 stock appreciation rights ("SARs"). The reporting person forfeited 3,649 shares of common stock underlying SARs in payment of the exercise price using the closing stock price on February 28, 2018 of $92.10.
- Amount of securities beneficially owned following the reported transaction was corrected to add 1,665 shares previously disclosed on the reporting person's Form 4 filed on May 9, 2017.
- The reporting person received 615 shares of common stock upon the net exercise of the 4,526 SARs. The reporting person forfeited 3,911 shares of common stock underlying SARs in payment of the exercise price using the closing stock price on February 28, 2018 of $92.10.
Billionaire Hedge Funds
