Filing Details

Accession Number:
0001562180-18-001390
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-02 16:25:36
Reporting Period:
2018-03-01
Accepted Time:
2018-03-02 16:25:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1557883 Dermira Inc. DERM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1210524 A Eugene Bauer C/O Dermira, Inc.
275 Middlefield Road, Suite 150
Menlo Park CA 94025
Chief Medical Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-01 500 $1.22 3,302 No 4 M Direct
Common Stock Disposition 2018-03-01 500 $25.32 2,802 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to buy) Disposition 2018-03-01 500 $1.22 500 $1.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,472 2023-01-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 26,978 Indirect By the Bauer Family 1995 Trust
Footnotes
  1. These trades were made pursuant to a Rule 10b5-1 trading plan.
  2. This transaction was executed in multiple trades at prices ranging from $25.00 to $25.85. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. These shares include prior ESPP purchases.
  4. The Reporting Person is a Co-Trustee.
  5. This option fully vested on 1/4/2017.