Filing Details

Accession Number:
0001628280-18-002693
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-02 16:02:16
Reporting Period:
2018-02-28
Accepted Time:
2018-03-02 16:02:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
785557 Dlh Holdings Corp. DLHC Services-Help Supply Services (7363) 221899798
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553121 M. Kathryn Johnbull Dlh Holdings Corp
3565 Piedmont Road, Ne Bldg. 3-700
Atlanta GA 30305
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-28 17,000 $1.34 89,654 No 4 M Direct
Common Stock Acquisiton 2018-02-28 10,916 $5.85 100,570 No 4 P Direct
Common Stock Acquisiton 2018-03-01 2,084 $5.80 102,654 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options Disposition 2018-02-28 17,000 $0.00 17,000 $1.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
233,000 2012-06-25 2022-06-25 No 4 M Direct
Footnotes
  1. (1)The price reported in Column 4 of Table I is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.77 to $5.85, inclusive. The reporting person undertakes to provide to the corporation, any security holder of the corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 to this Form 4.
  2. The option,initially representing a right to purchase a total of 250,000 shares, became exercisable for 50,000 shares on June 25, 2012. Of the remaining shares subject to this option, 66,666 shares remain subject to additional vesting requirements.