Filing Details
- Accession Number:
- 0001545711-18-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-01 20:12:44
- Reporting Period:
- 2018-02-27
- Accepted Time:
- 2018-03-01 20:12:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 51644 | Interpublic Group Of Companies Inc. | IPG | Services-Advertising Agencies (7311) | 131024020 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205871 | Isor Michael Roth | The Interpublic Group Of Companies, Inc. 909 Third New York NY 10022 | Chairman And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-27 | 260,619 | $24.17 | 920,414 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2018-02-27 | 181,115 | $24.17 | 739,299 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-02-28 | 188,732 | $23.59 | 550,567 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-02-28 | 78,231 | $9.91 | 628,798 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-28 | 78,231 | $23.59 | 550,567 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-28 | 148,054 | $23.64 | 698,621 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2018-03-01 | 421,769 | $9.91 | 1,120,390 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-01 | 421,769 | $22.94 | 698,621 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2018-02-28 | 78,231 | $9.91 | 78,231 | $9.91 |
| Common Stock | Stock Options | Disposition | 2018-03-01 | 421,769 | $9.91 | 421,769 | $9.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-05-30 | 2018-05-30 | No | 4 | M | Direct |
| 0 | 2008-05-30 | 2018-05-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 500,000 | Indirect | Trust |
Footnotes
- Performance based shares awarded to Mr. Roth on Feb 27 2018 after achieving specific performance goals and vesting over the 2015-2018 period.
- Includes restricted shares that are subject to forfeiture under certain circumstances.
- This is not an open market sale, rather it represents a surrender of shares to the company to satisfy withholding tax obligations.
- Open market sale.
- Reflects average price of multiple sales on Feb 28 2018 ranging from $23.40-$23.84. Mr. Roth undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Involves the exercise of a total of 500,000 options which were set to expire on May 30, 2018 and subsequent sale of underlying options.
- Restricted shares that will vest on Feb 28 2021.
- Reflects average price of multiple sales on March 1 2018 ranging from $22.72-$23.21. Mr. Roth undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- Shares are held in the Michael I Roth 2015 GRAT.
Billionaire Hedge Funds
