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Filing Details

Accession Number:: 0000049071-18-000049
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-03-01 14:09:38
Reporting Period:: 2018-02-28

Accepted Time:: 2018-03-01 14:09:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1103605	S Heidi Margulis	Humana Inc. 500 West Main Street Louisville KY 40202	Chief Corp. Affairs Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2018-02-28	607	$164.65	11,984	No	4	M	Direct
Humana Common	Disposition	2018-02-28	362	$276.43	11,622	No	4	F	Direct
Humana Common	Disposition	2018-02-28	3,727	$275.17	7,895	No	4	S	Direct
Humana Common	Disposition	2018-02-28	119	$0.00	7,776	No	4	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	G	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2018-02-28	607	$0.00	607	$164.65

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
9,335		2022-02-24	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$102.16	2021-02-18	1,444	1,444	Direct
Humana Common	Options	$167.81	2023-02-18	14,764	14,764	Direct
Humana Common	Options	$217.42	2024-03-08	19,497	19,497	Direct
Humana Common	Options	$268.47	2025-02-19	5,218	5,218	Direct
Humana Common	Restricted Stock Units	$0.00		1,093	1,093	Direct
Humana Common	Restricted Stock Units	$0.00		3,487	3,487	Direct
Humana Common	Restricted Stock Units	$0.00		1,211	1,211	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-02-18	1,444	1,444	Direct
2023-02-18	14,764	14,764	Direct
2024-03-08	19,497	19,497	Direct
2025-02-19	5,218	5,218	Direct
	1,093	1,093	Direct
	3,487	3,487	Direct
	1,211	1,211	Direct

Footnotes

Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 6,499 options fully vest three years from the date of grant.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,494 shares fully vest three years from the date of grant.
Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
Shares swapped for payment of purchase price on incentive stock option exercise using fair market value on February 27, 2018 pursuant to Humana Inc's 2011 Stock Incentive Plan.
Price reported is the average sales price.
This transaction represents a gift/charitable donation effective February 28, 2018. This is not a market transaction and no value was received in return for the shares.