Filing Details

Accession Number:
0001213900-18-002426
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-28 17:38:55
Reporting Period:
2018-02-26
Accepted Time:
2018-02-28 17:38:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1587221 Zosano Pharma Corp ZSAN () NV
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1565981 Amzak Capital Management, Llc 980 N Federal Highway
Suite 315
Boca Raton FL 33432
No No Yes No
1702234 J Gerald Kazma 980 N Federal Highway
Suite 315
Boca Raton FL 33432
No No Yes No
1702237 D Michael Kazma 980 N Federal Highway
Suite 315
Boca Raton FL 33432
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value Of $0.0001 Disposition 2018-02-26 1,500 $11.00 256,091 No 4 S Direct
Common Stock, Par Value Of $0.0001 Disposition 2018-02-27 80,880 $8.36 175,211 No 4 S Direct
Common Stock, Par Value Of $0.0001 Disposition 2018-02-27 5,901 $8.26 0 No 4 S Indirect Owned by Michael D. Kazma, manager of Amzak Capital Management, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Indirect Owned by Michael D. Kazma, manager of Amzak Capital Management, LLC
Footnotes
  1. The securities reported as directly beneficially owned by the Reporting Person may be deemed to be indirectly beneficially owned by each of the Reporting Owners listed on this Form 4, each of whom is a manager of the Reporting Person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.25 to $8.61, inclusive. The Reporting Persons undertake to provide to Zosano Pharma Corp. ("Zosano"), any security holder of Zosano, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth in footnotes (2) and (3) of this Form 4.
  3. These shares were sold in multiple transactions at prices ranging from $8.20 to $8.35, inclusive.