Filing Details

Accession Number:
0001458177-18-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-28 16:09:20
Reporting Period:
2018-02-26
Accepted Time:
2018-02-28 16:09:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
907654 Arca Biopharma Inc. ABIO In Vitro & In Vivo Diagnostic Substances (2835) 363855489
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1458177 Venrock Healthcare Capital Partners Lp 3340 Hillview Avenue
Palo Alto CA 94304
No No Yes No
1479354 Vhcp Co-Investment Holdings, Llc 3340 Hillview Avenue
Palo Alto CA 94304
No No Yes No
1479355 Vhcp Management, Llc 3340 Hillview Avenue
Palo Alto CA 94304
No No Yes No
1602263 Vhcp Management Ii, Llc 3340 Hillview Avenue
Palo Alto CA 94304
No No Yes No
1602264 Venrock Healthcare Capital Partners Ii, L.p. 3340 Hillview Avenue
Palo Alto CA 94304
No No Yes No
1615979 Y Bong Koh 3340 Hillview Avenue
Palo Alto CA 94304
No No Yes No
1615983 Vhcp Co-Investment Holdings Ii, Llc 3340 Hillview Avenue
Palo Alto CA 94304
No No Yes No
1698082 P Nimish Shah 3340 Hillview Avenue
Palo Alto CA 94304
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-02-26 1,500,000 $0.55 41,331 No 4 S Indirect By Funds
Common Stock Disposition 2018-02-27 41,331 $0.53 0 No 4 S Indirect By Funds
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Funds
No 4 S Indirect By Funds
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.63, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
  2. Consists of: 10,482 shares held directly by Venrock Healthcare Capital Partners, L.P. ("VHCP"); 20,585 shares held directly by Venrock Healthcare Capital Partners II, L.P. ("VHCP II"); 1,917 shares held directly by VHCP Co-Investment Holdings, LLC ("Co-Invest"); and 8,347 shares held directly by VHCP Co-Investment Holdings II, LLC ("Co-Invest II").
  3. VHCP Management, LLC ("VHCP Management") is the general partner of VHCP and the manager of Co-Invest and may be deemed to beneficially own these shares. VHCP Management II, LLC ("VHCP Management II") is the general partner of VHCP II and the manager of Co-Invest II and may be deemed to beneficially own these shares. Drs. Bong Koh and Nimish Shah are the managing members of VHCP Management and VHCP Management II and may be deemed to beneficially own these shares. Drs. Koh and Shah, VHCP Management and VHCP Management II expressly disclaim beneficial ownership over these shares except to the extent of their indirect pecuniary interests therein.