Filing Details

Accession Number:
0000908834-18-000019
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-02-28 14:47:44
Reporting Period:
2017-11-02
Accepted Time:
2018-02-28 14:47:44
Original Submission Date:
2017-11-03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
706129 Horizon Bancorp HBNC State Commercial Banks (6022) 351562417
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234902 M Craig Dwight 515 Franklin Street
Michigan City IN 46360
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-02 11,779 $13.49 161,797 No 4 M Direct
Common Stock Disposition 2017-11-02 11,779 $27.42 150,018 No 4 S Direct
Common Stock Acquisiton 2017-11-02 2,850 $14.80 152,868 No 4 M Direct
Common Stock Disposition 2017-11-02 2,850 $27.42 150,018 No 4 S Direct
Common Stock Acquisiton 2017-11-03 736 $14.80 150,754 No 4 M Direct
Common Stock Disposition 2017-11-03 736 $27.38 150,018 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 92,241 Indirect By ESOP
Common Stock 25,403 Indirect By Thrift Plan
Footnotes
  1. This amount reflects a reduction from the original amount reported in order to eliminate 607 shares that were withheld to pay taxes upon performance share vesting, as previously reported by the Reporting Person on a Form 4 filed 3/24/2017. The additional 607 shares were also included in two Form 4s filed after the Form 4 being amended at this time and, accordingly, the amount of direct-owned securities beneficially owned following reported transactions shown in Column 5 of those filings should be reduced by 607 shares.