Filing Details

Accession Number:
0001209191-18-014323
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-27 21:21:55
Reporting Period:
2018-02-23
Accepted Time:
2018-02-27 21:21:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1458962 Mindbody Inc. MB Services-Computer Processing & Data Preparation (7374) 201898451
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1680624 Kunal Mittal 4051 Broad St, Suite 220
San Luis Obispo CA 93401
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2018-02-23 2,159 $35.70 53,904 No 4 S Direct
Class A Common Stock Disposition 2018-02-23 200 $36.53 53,704 No 4 S Direct
Class A Common Stock Acquisiton 2018-02-23 5,000 $15.12 58,704 No 4 M Direct
Class A Common Stock Disposition 2018-02-23 4,800 $35.72 53,904 No 4 S Direct
Class A Common Stock Disposition 2018-02-23 200 $36.70 53,704 No 4 S Direct
Class A Common Stock Acquisiton 2018-02-26 1,562 $15.12 55,266 No 4 M Direct
Class A Common Stock Disposition 2018-02-26 1,562 $38.00 53,704 No 4 S Direct
Class A Common Stock Acquisiton 2018-02-26 3,438 $13.91 57,142 No 4 M Direct
Class A Common Stock Disposition 2018-02-26 3,438 $38.00 53,704 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Options (Right to Buy) Disposition 2018-02-23 5,000 $0.00 5,000 $15.12
Class A Common Stock Employee Stock Options (Right to Buy) Disposition 2018-02-26 1,562 $0.00 1,562 $15.12
Class A Common Stock Employee Stock Options (Right to Buy) Disposition 2018-02-26 3,438 $0.00 3,438 $13.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,000 2025-12-10 No 4 M Direct
23,438 2025-12-10 No 4 M Direct
20,775 2026-03-21 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.35 to $36.20, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the Form 4.
  3. Includes 44,690 RSUs, where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
  4. Includes 1,837 shares acquired under the MINDBODY, Inc. 2015 Employee Stock Purchase Plan on February 21, 2018.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.50 to $36.55, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the Form 4.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.35 to $36.30, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the Form 4.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.55 to $36.85, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the Form 4.
  8. One-fourth (1/4th) of the shares subject to the option vested on November 30, 2016, and one forty-eighth (1/48th) of the total shares subject to the option vests monthly thereafter, subject to the Reporting Person continuing to be a Service Provider through each applicable vesting date.
  9. One-fourth (1/4th) of the shares subject to the option vested on March 21, 2017, and one forty-eighth (1/48th) of the total shares subject to the option vests monthly thereafter, subject to the Reporting Person continuing to be a Service Provider through each applicable vesting date.