Filing Details

Accession Number:
0001140361-18-010609
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-27 19:16:32
Reporting Period:
2018-02-23
Accepted Time:
2018-02-27 19:16:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1481792 Quadaphics Inc. QUAD Commercial Printing (2750) 391152983
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495362 C John Fowler C/O Quad/Graphics, Inc.
N61 W23044 Harry'S Way
Sussex WI 53089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-02-23 9,000 $16.62 195,799 No 4 M Direct
Class A Common Stock Acquisiton 2018-02-23 6,500 $19.12 202,299 No 4 M Direct
Class A Common Stock Disposition 2018-02-23 9,700 $29.51 192,599 No 4 S Direct
Class A Common Stock Disposition 2018-02-23 5,800 $29.98 186,799 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Options (Right to Buy) Disposition 2018-02-23 6,500 $0.00 6,500 $19.12
Class A Common Stock Stock Options (Right to Buy) Disposition 2018-02-23 9,000 $0.00 9,000 $16.62
Class A Common Stock Class B Common Stock Acquisiton 2018-02-12 1,125 $0.00 1,125 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-02-12 1,125 $0.00 1,125 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-02-12 1,125 $0.00 1,125 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-05-14 2021-11-18 No 4 M Direct
0 2020-01-31 No 4 M Direct
1,125 No 5 G Indirect
1,125 No 5 G Indirect
1,125 No 5 G Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 113,741 Indirect As Trustee - HRQ 2010 Tr
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Stock Options (Right to Buy) $29.37 2019-01-31 30,000 30,000 Direct
Class A Common Stock Stock Options (Right to Buy) $41.26 2021-01-01 34,218 34,218 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-01-31 30,000 30,000 Direct
2021-01-01 34,218 34,218 Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $29.005 to $29.87. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $29.88 to $30.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
  3. As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  4. Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
  5. Became exercisable in two equal annual installments beginning on November 18, 2012.
  6. Became exercisable as to 14,850 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  7. Became exercisable in three equal annual installments beginning on January 1, 2013.
  8. As Trustee for the Harry Virgil Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  9. As Trustee for the Kaitlin Mary Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  10. As Trustee for the Isabella Marion Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.