Filing Details

Accession Number:
0001127602-18-008840
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-27 18:52:51
Reporting Period:
2018-02-23
Accepted Time:
2018-02-27 18:52:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464423 Pennymac Mortgage Investment Trust PMT Real Estate Investment Trusts (6798) 270186273
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1561933 Preston Paul Dufauchard, Jr. C/O Pennymac Mortgage Investment Trust
3043 Townsgate Road
Westlake Village CA 91361
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Disposition 2018-02-23 950 $17.16 23,333 No 4 S Direct
Common Shares Of Beneficial Interest Disposition 2018-02-26 543 $17.28 22,790 No 4 S Direct
Common Shares Of Beneficial Interest Disposition 2018-02-26 680 $17.28 22,110 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.
  2. The reported amount consists of 8,838 restricted share units and 14,495 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
  3. The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.34. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
  4. The reported amount consists of 7,480 restricted share units and 15,310 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
  5. The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.31. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
  6. The reported amount consists of 5,779 restricted share units and 16,331 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.