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Home > Insider Trading > Filing (0001127602-18-008584)

Filing Details

Accession Number:: 0001127602-18-008584
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-02-27 06:19:01
Reporting Period:: 2018-02-26

Accepted Time:: 2018-02-27 06:19:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1673358	Yum China Holdings Inc.	YUMC	Retail-Eating Places (5812)	812421743

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1685836	Danny Tan	Yum China Building 20 Tian Yao Qiao Road Shanghai F4 200030	Chief Supply Chain Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-02-26	4,505	$8.84	13,039	No	4	M	Direct
Common Stock	Disposition	2018-02-26	895	$44.50	12,144	No	4	D	Direct
Common Stock	Disposition	2018-02-26	3,610	$44.50	8,534	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	D	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Right	Disposition	2018-02-26	4,505	$0.00	4,505	$8.84

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2019-02-05	No	4	M	Direct

Footnotes

These shares were acquired on November 1, 2016 in a transaction exempt from reporting pursuant to Rule 16a-9 in connection with the issuer's spinoff from Yum! Brands, Inc.
Vested in full.