Filing Details

Accession Number:
0001562180-18-001254
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-26 20:02:41
Reporting Period:
2018-02-22
Accepted Time:
2018-02-26 20:02:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1109546 Pacific Mercantile Bancorp PMBC National Commercial Banks (6021) 330898238
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1666927 Tom Wagner 949 South Coast Drive
Third Floor
Costa Mesa CA 92626
Evp, Corporate Finance No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-02-22 1,515 $8.09 10,962 No 4 S Direct
Common Stock Acquisiton 2018-02-23 1,488 $0.00 12,450 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2018-02-23 4,336 $0.00 4,336 $8.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,336 2028-02-23 No 4 A Direct
Footnotes
  1. Transaction shares reflect the number of shares sold for taxes during a release.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.05 to $8.20 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. 5 Years Annually beginning on 23-Feb-2018