Filing Details

Accession Number:
0001185185-18-000309
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-26 15:02:58
Reporting Period:
2018-02-22
Accepted Time:
2018-02-26 15:02:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1177845 Xplore Technologies Corp XPLR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
908269 S Philip Sassower 70 East 55Th Street, 10Th Floor
New York NY 10022
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-02-14 12,262 $0.00 1,104,037 No 5 J Indirect See Footnote
Common Stock Acquisiton 2018-02-14 12,262 $0.00 1,104,037 No 5 J Indirect See Footnote
Common Stock Disposition 2018-02-22 12,262 $2.97 1,091,775 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Indirect See Footnote
No 5 J Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. On or about February 14, 2018, SG Phoenix LLC distributed all of the 24,524 shares it held to its owners, Mr. Sassower and Andax LLC. As a result, Mr. Sassower no longer beneficially holds the 12,262 shares distributed to Andax LLC, and his beneficial ownership of the 12,262 shares he received became his direct ownership. This transaction was exempt under Rule 16a-13. Mr. Sassower sold his 12,262 on February 22, 2018. As of February 22, 2018, Mr. Sassower's holdings include only shares held by Phoenix Venture Fund LLC ("Phoenix") (1,091,775). Mr. Sassower is a co-manager of Phoenix, in which Mr. Sassower shares voting and dispositive power with another co-manager. Mr. Sassower disclaims any beneficial ownership of the shares held by Phoenix except to the extent of his pecuniary interest, if any, in such shares. Mr. Sassower resigned from all positions with the issuer on October 18, 2017.