Filing Details

Accession Number:
0001140361-18-009829
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-23 15:44:53
Reporting Period:
2018-02-21
Accepted Time:
2018-02-23 15:44:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1671013 Cardtronics Plc CATM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495110 L Douglas Braunstein 1185 Avenue Of The Americas
32Nd Floor
New York NY 10036
No No Yes No
1652522 Hudson Executive Capital Lp 1185 Avenue Of The Americas, 32Nd Floor
New York NY 10036
No No Yes No
1700567 Hec Management Gp Llc 1185 Avenue Of The Americas, 32Nd Floor
New York NY 10036
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2018-02-21 37,788 $22.73 6,040,518 No 4 P Indirect See footnotes
Ordinary Shares Acquisiton 2018-02-21 278,402 $23.39 6,318,920 No 4 P Indirect See footnotes
Ordinary Shares Acquisiton 2018-02-21 5,810 $24.00 6,324,730 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions through a broker-dealer at prices ranging from $22.00 to $22.99. Hudson Executive Capital LP, a Delaware limited partnership ("Hudson Executive") and the other reporting person undertake to provide Cardtronics plc, any security holder of Cardtronics plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1, footnote 5 and footnote 6 to this Form 4.
  2. In addition to Hudson Executive, this Form 4 is being filed jointly by HEC Management GP LLC, a Delaware limited liability company ("Management GP"), and Douglas L. Braunstein, a citizen of the United States of America (together with Hudson Executive and Management GP, the "Reporting Persons"), each of whom has the same business address as Hudson Executive and may be deemed to have a pecuniary interest in the securities beneficially owned by Hudson Executive (the "Subject Securities").
  3. Hudson Executive, as the investment adviser to certain affiliated investment funds, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. Management GP, as the general partner of Hudson Executive, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Mr. Braunstein's position as Managing Partner of Hudson Executive and Managing Member of Management GP, Mr. Braunstein may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a).
  4. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.
  5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions through a broker-dealer at prices ranging from $23.00 to $23.99.
  6. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions through a broker-dealer at prices ranging from $24.00 to $24.01.