Filing Details

Accession Number:
0001688156-18-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-22 18:06:17
Reporting Period:
2018-02-20
Accepted Time:
2018-02-22 18:06:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1068875 Blucora Inc. BCOR Finance Services (6199) 911718107
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1688156 Frederic Mathieu Stevenson 6333 N State Highway 161, Ste 600
Irving TX 75038
Chief Marketing Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-20 33,572 $11.85 58,882 No 4 M Direct
Common Stock Disposition 2018-02-20 33,572 $24.03 25,310 No 4 S Direct
Common Stock Acquisiton 2018-02-20 16,666 $0.00 41,976 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-02-20 33,572 $0.00 33,572 $11.85
Common Stock Stock Option (Right to Buy) Acquisiton 2018-02-20 26,666 $0.00 26,666 $24.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
167,862 2023-10-24 No 4 M Direct
26,666 2025-02-20 No 4 A Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2017.
  2. These shares sold at a price ranging from $23.55 to $24.35 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price.
  3. Reflects a restricted stock unit grant ("RSUs") that was made to the reporting person on February 20, 2018 and that will vest equally over a three-year period on each anniversary of the grant date.
  4. Not included in this amount are 8,333 performance-based restricted stock units, of which from 0% to 200% are eligible to vest on January 1, 2021 subject to the Issuer's achievement of certain financial goals over a three-year period and certification by the Compensation Committee.
  5. The option vests according to the following schedule: 33.33% vested on October 24, 2017, and approximately 16.67% will vest at the end of each six-month period thereafter, such that the option will be fully vested on October 24, 2019.
  6. The option vests according to the following schedule: one-third vests on February 20, 2019, an additional one-third vest on February 20, 2020, and the remaining one-third will vest on February 20, 2021, such that the option will be fully vested on February 20, 2021.