Filing Details
- Accession Number:
- 0001601712-18-000104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-22 16:17:15
- Reporting Period:
- 2018-02-20
- Accepted Time:
- 2018-02-22 16:17:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1601712 | Synchrony Financial | SYF | Finance Services (6199) | 510483352 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1614727 | M Thomas Quindlen | C/O Synchrony Financial 777 Long Ridge Road Stamford CT 06902 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-02-20 | 10,712 | $36.73 | 164,024 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-02-20 | 3,082 | $29.33 | 167,106 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-20 | 3,082 | $36.72 | 164,024 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-20 | 9,578 | $24.55 | 173,602 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-20 | 9,578 | $36.73 | 164,024 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-21 | 4,560 | $30.41 | 168,584 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-21 | 4,560 | $37.00 | 164,024 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-02-20 | 3,082 | $0.00 | 3,082 | $29.33 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-02-20 | 9,578 | $0.00 | 9,578 | $24.55 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-02-21 | 4,560 | $0.00 | 4,560 | $30.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 27,741 | 2026-04-01 | No | 4 | M | Direct | |
| 22,348 | 2024-09-17 | No | 4 | M | Direct | |
| 18,240 | 2025-04-01 | No | 4 | M | Direct |
Footnotes
- These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.
- This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.
- The reporting person was awarded 30,823 employee stock options on April 1, 2016, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
- The reporting person was awarded 31,926 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
- The reporting person was awarded 22,800 employee stock options on April 1, 2015, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
Billionaire Hedge Funds
