Filing Details

Accession Number:
0001633978-18-000015
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-21 21:14:39
Reporting Period:
2018-02-15
Accepted Time:
2018-02-21 21:14:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1633978 Lumentum Holdings Inc. LITE Communications Equipment, Nec (3669) 473108385
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1648196 Jason Reinhardt C/O Lumentum
400 North Mccarthy Blvd
Milpitas CA 95035
Evp, Global Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-15 1,855 $0.00 59,290 No 4 M Direct
Common Stock Disposition 2018-02-16 663 $58.52 58,627 No 4 S Direct
Common Stock Disposition 2018-02-21 945 $59.26 57,682 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2018-02-15 1,855 $0.00 1,855 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,710 2018-02-15 No 4 M Direct
Footnotes
  1. Each unit converts upon vesting into one share of common stock.
  2. These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit.
  3. The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $57.525 to $59.15. This transaction was apart of a group sale. The reporting person under takes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock award.
  5. The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $58.50 to $59.55. This transaction was apart of a group sale. The reporting person undertakestoprovide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  6. Restricted Stock Units have no expiration date.