Filing Details
- Accession Number:
- 0001127602-18-007606
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-21 18:10:23
- Reporting Period:
- 2018-02-16
- Accepted Time:
- 2018-02-21 18:10:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1520262 | Alkermes Plc. | ALKS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1487937 | Mark Stejbach | 852 Winter St. Waltham MA 02451 | Svp/Chief Comm Off, Alks Inc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2018-02-16 | 10,880 | $17.30 | 54,893 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2018-02-16 | 10,880 | $70.50 | 44,013 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2018-02-17 | 3,000 | $0.00 | 47,013 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2018-02-17 | 884 | $67.26 | 46,129 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (Right to Buy) | Disposition | 2018-02-16 | 10,880 | $0.00 | 10,880 | $17.30 |
| Ordinary Shares | Employee Stock Option (Right to Buy) | Acquisiton | 2018-02-16 | 54,500 | $0.00 | 54,500 | $67.26 |
| Ordinary Shares | Restricted Stock Unit Award | Acquisiton | 2018-02-16 | 13,500 | $0.00 | 13,500 | $0.00 |
| Ordinary Shares | Restricted Stock Unit Award | Disposition | 2018-02-17 | 3,000 | $0.00 | 3,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,780 | 2022-03-07 | No | 4 | M | Direct | |
| 54,500 | 2019-02-16 | 2028-02-16 | No | 4 | A | Direct |
| 13,500 | 2019-02-16 | No | 4 | A | Direct | |
| 9,000 | 2018-02-17 | No | 4 | M | Direct |
Footnotes
- This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/5/17.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/5/17.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.14 to $70.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- These options are fully vested in accordance with their terms.
- Shares subject to the stock option award vest in four equal annual installments commencing on 2/16/2019.
- Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19.
- Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18.
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