Filing Details

Accession Number:
0001101215-18-000055
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-21 16:04:02
Reporting Period:
2018-02-16
Accepted Time:
2018-02-21 16:04:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1101215 Alliance Data Systems Corp ADS Services-Business Services, Nec (7389) 311429215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1158371 J Edward Heffernan 7500 Dallas Parkway, Suite 700
Plano TX 75024
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-02-16 1,816 $243.50 264,668 No 4 F Direct
Common Stock Disposition 2018-02-16 1,500 $243.06 263,168 No 4 S Direct
Common Stock Disposition 2018-02-16 3,099 $244.00 260,069 No 4 S Direct
Common Stock Disposition 2018-02-16 12,001 $244.91 248,068 No 4 S Direct
Common Stock Disposition 2018-02-16 4,400 $245.80 243,668 No 4 S Direct
Common Stock Disposition 2018-02-20 2,553 $246.52 241,115 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 F Direct
Footnotes
  1. Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $242.36 to $243.31, inclusive. The reporting person undertakes to provide to Alliance Data Systems Corporation, any security holder of Alliance Data Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.42 to $244.41, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $244.44 to $245.42, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.44 to $246.27, inclusive.
  6. The total number of securities beneficially owned includes: (a) 182,230 unrestricted shares; (b) 1,708 unvested units from an award of 5,026 time-based restricted stock units granted 2/16/16; (c) 3,041 unvested units from an award of 8,947 performance-based restricted stock units granted 2/16/16; (d) 3,738 unvested units from an award of 5,578 time-based restricted stock units granted 2/15/17; (e) 5,210 unvested units from an award of 7,776 performance-based restricted stock units granted 2/15/17; (f) 11,155 unvested performance-based restricted stock units granted 2/15/17; (g) 4,473 unvested units from an award of 8,946 performance-based restricted stock units granted 2/15/17; (h) 5,912 unvested time-based restricted stock units granted 2/15/18; (i) 11,824 unvested performance-based restricted stock units granted 2/15/18; and (j) 11,824 unvested performance-based restricted stock units granted 2/15/18.