Filing Details

Accession Number:
0001012975-18-000216
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-21 14:32:27
Reporting Period:
2018-02-16
Accepted Time:
2018-02-21 14:32:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
813623 Swiss Helvetia Fund Inc. SWZ () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1341021 Andrew Dakos 250 Pehle Avenue, Suite 708
Saddle Brook NJ 07663
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-16 500 $12.84 792 No 4 P Direct
Common Stock Acquisiton 2018-02-20 5,700 $12.74 1,343,179 No 4 P Indirect By Clients
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By Clients
Footnotes
  1. Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares of SWZ deemed to be beneficially owned by Mr. Dakos as a result of his pecuniary interest therein. Mr. Dakos is a controlling member of Bulldog Investors, a principal of the general partner of certain of these private investment fund clients, and a limited partner in certain of these private fund clients. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.