Filing Details
- Accession Number:
- 0001127602-18-007212
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-20 16:25:59
- Reporting Period:
- 2018-02-16
- Accepted Time:
- 2018-02-20 16:25:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1405031 | Walker J Brian | 1010 Grand Blvd Kansas City MO 64106 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-16 | 1,672 | $47.68 | 8,403 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-16 | 959 | $45.58 | 9,362 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-16 | 375 | $76.15 | 8,987 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-16 | 85 | $76.20 | 8,902 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-16 | 202 | $76.22 | 8,700 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-16 | 147 | $76.24 | 8,553 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-16 | 2 | $76.26 | 8,551 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-16 | 12 | $76.27 | 8,539 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-16 | 564 | $76.28 | 7,975 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-16 | 5 | $76.31 | 7,970 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-16 | 100 | $76.32 | 7,870 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-16 | 102 | $76.33 | 7,768 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-16 | 1 | $76.34 | 7,767 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-16 | 2 | $76.36 | 7,765 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-16 | 60 | $76.37 | 7,705 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-16 | 204 | $76.41 | 7,501 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-16 | 100 | $76.45 | 7,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-16 | 434 | $76.46 | 6,967 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-16 | 100 | $76.52 | 6,867 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-16 | 959 | $76.46 | 5,908 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-02-16 | 900 | $40.93 | 6,808 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-16 | 490 | $75.27 | 6,318 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-02-16 | 1,672 | $0.00 | 1,672 | $47.68 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-02-16 | 959 | $0.00 | 959 | $45.58 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-02-16 | 900 | $0.00 | 900 | $40.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,673 | 2018-02-05 | 2026-02-05 | No | 4 | M | Direct |
| 0 | 2016-01-01 | 2023-01-01 | No | 4 | M | Direct |
| 0 | 2011-11-17 | 2018-11-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 246 | Indirect | by ESOP |
Footnotes
- Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
Billionaire Hedge Funds
