Filing Details

Accession Number:
0001140361-18-008926
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-20 09:35:03
Reporting Period:
2018-02-15
Accepted Time:
2018-02-20 09:35:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
70487 National Research Corp NRCIA/B Services-Commercial Physical & Biological Research (8731) 470634000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1053133 D. Michael Hays C/O National Research Corporation
1245 &Quot;Q&Quot; Street
Lincoln NE 68508
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2018-02-15 5,261,410 $19.31 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 138,970 Indirect By Spouse
Class A Common Stock 75 Indirect By Spouse & Daughter Jt
Class B Common Stock 125 Indirect By Spouse
Class B Common Stock 12 Indirect By Spouse & Daughter Jt
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Employee Stock Option (right to buy) $8.12 2019-01-05 20,109 20,109 Direct
Class A Common Stock Employee Stock Option (right to buy) $6.29 2020-01-05 26,481 26,481 Direct
Class A Common Stock Employee Stock Option (right to buy) $9.14 2021-01-05 17,745 17,745 Direct
Class A Common Stock Employee Stock Option (right to buy) $10.75 2022-01-05 14,949 14,949 Direct
Class A Common Stock Employee Stock Option (right to buy) $14.50 2023-01-07 10,938 10,938 Direct
Class A Common Stock Employee Stock Option (right to buy) $18.80 2024-01-07 2,904 2,904 Direct
Class A Common Stock Employee Stock Option (right to buy) $13.17 2025-01-06 10,014 10,014 Direct
Class A Common Stock Employee Stock Option (right to buy) $15.23 2026-01-05 9,145 9,145 Direct
Class A Common Stock Employee Stock Option (right to buy) $18.80 2027-01-04 7,478 7,478 Direct
Class A Common Stock Employee Stock Option (right to buy) $36.80 2028-01-03 5,193 5,193 Direct
Class B Common Stock Employee Stock Option (right to buy) $21.50 2022-01-05 2,491 2,491 Direct
Class B Common Stock Employee Stock Option (right to buy) $27.13 2023-01-07 1,823 1,823 Direct
Class B Common Stock Employee Stock Option (right to buy) $34.15 2024-01-07 266 266 Direct
Class B Common Stock Employee Stock Option (right to buy) $35.48 2025-01-06 1,669 1,669 Direct
Class B Common Stock Employee Stock Option (right to buy) $34.00 2026-01-05 1,524 1,524 Direct
Class B Common Stock Employee Stock Option (right to buy) $40.54 2027-01-04 1,246 1,246 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-01-05 20,109 20,109 Direct
2020-01-05 26,481 26,481 Direct
2021-01-05 17,745 17,745 Direct
2022-01-05 14,949 14,949 Direct
2023-01-07 10,938 10,938 Direct
2024-01-07 2,904 2,904 Direct
2025-01-06 10,014 10,014 Direct
2026-01-05 9,145 9,145 Direct
2027-01-04 7,478 7,478 Direct
2028-01-03 5,193 5,193 Direct
2022-01-05 2,491 2,491 Direct
2023-01-07 1,823 1,823 Direct
2024-01-07 266 266 Direct
2025-01-06 1,669 1,669 Direct
2026-01-05 1,524 1,524 Direct
2027-01-04 1,246 1,246 Direct
Footnotes
  1. Shares were indirectly sold to the Amandla MK Trust in return for a promissory note.
  2. The reporting person disclaims beneficial ownership of these shares.
  3. This option became fully exercisable on January 5, 2014.
  4. This option became fully exercisable on January 5, 2015.
  5. This option became fully exercisable on January 5, 2016.
  6. This option became fully exercisable on January 5, 2017.
  7. This option became fully exercisable on January 7, 2018.
  8. This option becomes fully exercisable on January 7, 2019.
  9. This option becomes fully exercisable on January 6, 2020.
  10. This option becomes fully exercisable on January 5, 2021.
  11. This option becomes fully exercisable on January 4, 2022.
  12. This option becomes fully exercisable on January 3, 2023.