Filing Details

Accession Number:
0001601712-18-000088
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-16 19:52:43
Reporting Period:
2018-02-15
Accepted Time:
2018-02-16 19:52:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1601712 Synchrony Financial SYF Finance Services (6199) 510483352
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1614718 M Margaret Keane C/O Synchrony Financial
777 Long Ridge Road
Stamford CT 06902
See Remarks Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-02-15 13,138 $36.70 440,169 No 4 S Direct
Common Stock Acquisiton 2018-02-15 11,610 $24.55 451,779 No 4 M Direct
Common Stock Disposition 2018-02-15 11,610 $36.70 440,169 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Dividend Equivalent Unit Acquisiton 2018-02-15 1,768 $0.00 1,768 $0.00
Common Stock Employee Stock Option (right to buy) Disposition 2018-02-15 11,610 $36.70 11,610 $24.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,092 No 4 A Direct
53,205 2024-09-17 No 4 M Direct
Footnotes
  1. These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.
  2. This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.
  3. Represents 891, 85, 115, 220 and 457 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.
  4. The reporting person was awarded 79,815 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.