Filing Details
- Accession Number:
- 0001415889-18-000258
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2018-02-16 15:36:33
- Reporting Period:
- 2017-12-31
- Accepted Time:
- 2018-02-16 15:36:33
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1286868 | C James Katzaroff | C/O Vivos Inc 719 Jadwin Avenue Richland WA 99352 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-02 | 1,545,400 | $0.50 | 1,064,246 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2017-05-31 | 600,000 | $0.00 | 600,540 | No | 4 | A | Indirect | By Spouse |
| Common Stock | Acquisiton | 2017-07-21 | 1,500,000 | $0.00 | 1,064,246 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2017-03-30 | 35,000 | $0.13 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-31 | 10,000 | $0.14 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-07 | 10,000 | $0.12 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-11 | 30,000 | $0.13 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-17 | 10,000 | $0.12 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-20 | 10,000 | $0.12 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-28 | 10,000 | $0.11 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-28 | 5,000 | $0.11 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-01 | 33,859 | $0.12 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-02 | 20,000 | $0.11 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-04 | 15,000 | $0.11 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-17 | 10,000 | $0.10 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-23 | 25,000 | $0.10 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-24 | 10,000 | $0.12 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-06-06 | 20,000 | $0.09 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-07-21 | 25,000 | $0.08 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-07-24 | 25,000 | $0.08 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-07-25 | 20,000 | $0.08 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-08-07 | 23,016 | $0.07 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-08-30 | 11,882 | $0.07 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-09-05 | 22,141 | $0.07 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-09-11 | 22,000 | $0.07 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-09-15 | 15,000 | $0.06 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-09-19 | 10,000 | $0.06 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-09-20 | 15,000 | $0.07 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-09-29 | 25,000 | $0.08 | 1,064,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-10-09 | 15,000 | $0.08 | 1,064,246 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | A | Indirect | By Spouse |
| No | 4 | A | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Convertible Preferred Stock | Disposition | 2017-02-02 | 154,540 | $0.00 | 1,545,400 | $0.50 |
| Common Stock | Series A Convertible Preferred Stock | Acquisiton | 2017-05-31 | 10,000 | $0.00 | 100,000 | $0.50 |
| Common Stock | Series A Convertible Preferred Stock | Acquisiton | 2017-07-21 | 150,000 | $0.00 | 1,500,000 | $0.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 150,000 | 2016-04-15 | No | 4 | C | Direct | |
| 10,000 | 2016-04-15 | No | 4 | A | Indirect | |
| 150,000 | 2016-04-15 | No | 4 | A | Direct |
Footnotes
- Shares issued to Reporting Person's spouse as payment of $66,092.56 owed for services rendered to the Issuer prior to Ms. Katzaroff's resignation.
- Shares issued to Reporting Person as payment of $206,071.51 owed for services rendered to the Issuer prior to the Reporting Person's resignation.
- See Exhibit 99.1 for additional transactions.
- The Series A Convertible Preferred Stock has no expiration date.
Billionaire Hedge Funds
