Filing Details

Accession Number:
0001179110-18-002200
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-15 18:16:51
Reporting Period:
2018-02-13
Accepted Time:
2018-02-15 18:16:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1259515 Control4 Corp CTRL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229280 Martin Plaehn C/O Control4 Corporation
11734 S. Election Road
Salt Lake City UT 84020
Chairman, Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-13 41,585 $11.28 93,705 No 4 M Direct
Common Stock Acquisiton 2018-02-13 41,585 $24.51 52,120 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2018-02-13 41,585 $0.00 41,585 $11.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
29,568 2023-06-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 498 Indirect By 401 (k) Plan
Footnotes
  1. Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2017.
  2. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $24.21 per share to $25.02 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  3. Based on the Reporting Person's most recent 401(k) Plan statement.
  4. Non-qualified Stock Options granted June 11, 2013 that are fully vested and exercisable.