Filing Details

Accession Number:
0001209191-18-010391
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-15 16:22:48
Reporting Period:
2018-02-13
Accepted Time:
2018-02-15 16:22:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1666071 Cardlytics Inc. CDLX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1617486 D. Scott Grimes C/o Cardlytics, Inc.
675 Ponce De Leon Avenue Ne, Suite 6000
Atlanta GA 30308
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-13 30,622 $0.00 573,432 No 4 C Direct
Common Stock Acquisiton 2018-02-13 1,800 $13.00 575,232 No 4 P Direct
Common Stock Acquisiton 2018-02-13 800 $13.00 800 No 4 P Indirect By immediate family member
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Direct
No 4 P Indirect By immediate family member
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Series G' Redeemable Convertible Preferred Stock Restricted Stock Unit Disposition 2018-02-13 1,183 $0.00 1,183 $0.00
Common Stock Series G' Redeemable Convertible Preferred Stock Acquisiton 2018-02-13 1,183 $0.00 1,183 $0.00
Series G' Redeemable Convertible Preferred Stock Restricted Stock Unit Disposition 2018-02-13 2,191 $0.00 2,191 $0.00
Common Stock Series G' Redeemable Convertible Preferred Stock Acquisiton 2018-02-13 2,191 $0.00 2,191 $0.00
Series G' Redeemable Convertible Preferred Stock Restricted Stock Unit Disposition 2018-02-13 1,279 $0.00 1,279 $0.00
Common Stock Series G' Redeemable Convertible Preferred Stock Acquisiton 2018-02-13 1,279 $0.00 1,279 $0.00
Common Stock Series G' Redeemable Convertible Preferred Stock Disposition 2018-02-13 30,622 $0.00 30,622 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
27,152 No 4 M Direct
0 No 4 M Direct
29,343 No 4 M Direct
0 No 4 M Direct
30,622 No 4 M Direct
0 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 194,112 Indirect See Footnote
Footnotes
  1. Each share of Series G' Redeemable Convertible Preferred Stock converted into the Issuer's Common Stock on a one-for-one basis upon the Issuer's initial public offering and has no expiration date.
  2. Represents shares purchased through the Issuer's directed share program in connection with its initial public offering.
  3. The reportable securities are held by the 2013 Scott Grimes GRAT UAD (the "GRAT"). The Reporting Person is the trustee of the GRAT.
  4. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Series G' Redeemable Convertible Preferred Stock.
  5. The RSUs vested upon the completion of the Issuer's initial public offering.