Filing Details

Accession Number:
0001535264-18-000037
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-14 18:20:07
Reporting Period:
2018-02-12
Accepted Time:
2018-02-14 18:20:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1046995 Emagin Corp EMAN Semiconductors & Related Devices (3674) 880378451
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1535264 Awm Investment Company, Inc. 527 Madison Avenue
Suite 2600
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-02-12 50,000 $1.89 5,600,333 No 4 S Indirect By Limited Partnerships
Common Stock Disposition 2018-02-12 138,550 $1.91 5,461,783 No 4 S Indirect By Limited Partnerships
Common Stock Disposition 2018-02-12 32,259 $1.97 5,429,524 No 4 S Indirect By Limited Partnerships
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Limited Partnerships
No 4 S Indirect By Limited Partnerships
No 4 S Indirect By Limited Partnerships
Footnotes
  1. This is a weighted average price.
  2. AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with QP, CAYMAN, and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,816,791 shares of Common Stock of the Issuer (the Shares) held by QP, 689,133 Shares held by CAYMAN, 438,542 Shares held by TECH and 2,485,058 Shares held by TECH II.
  3. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM.The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall notbe deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of theSecurities Exchange Act of 1934, as amended, or for any other purpose.