Filing Details

Accession Number:
0001209191-18-009815
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-13 20:07:51
Reporting Period:
2018-02-12
Accepted Time:
2018-02-13 20:07:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1372612 Box Inc BOX Services-Prepackaged Software (7372) 202714444
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1606410 C Dylan Smith 900 Jefferson Ave.
Redwood City CA 94063
Chief Financial Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-02-12 13,000 $0.00 13,000 No 4 C Direct
Class A Common Stock Disposition 2018-02-12 13,000 $20.42 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2018-02-12 13,000 $0.00 13,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,225,545 No 4 C Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 85,000 85,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
85,000 85,000 Indirect
Footnotes
  1. The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 4, 2017.
  2. This sale price represents the weighted average sale price of the shares sold ranging from $20.19 to $20.59 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  3. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  4. The shares are held of record by the DCS GRAT of 2014, for which the Reporting Person serves as trustee.